User:Halfnhav4/Books/SEC Finance Terms

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SEC Finance Terms[edit]

30-day yield
401(k)
403(b)
419 scams
529 plan
Accrued interest
Affinity fraud
Annual general meeting
Annual report
Annuity
Annuity (American)
Ask price
Asset
Asset allocation
Asset classes
Basis point
Beneficial owner
Bid price
Binary option
Board of directors
Bond
Bond (finance)
Bond credit rating
Bond market index
Broker
Bureau de change
Callable bond
Capital gain
Cash
Cash value
Certificate of Annuity
Certificate of deposit
Closed-end fund
Commission
Compound interest
Continuously compounded nominal and real returns
Convertible bond
Corporate governance
Coupon (bond)
Credit rating agency
Current yield
CUSIP
Debenture
Default (finance)
Deferral
Defined benefit pension plan
Defined contribution plan
Derivative (finance)
Discounting
Diversification (finance)
Dividend
Dividend yield
Earnings per share
EDGAR
Emerging Markets Index
Employee Retirement Income Security Act
Equity derivative
Exchange rate
Exchange-traded fund
Expense ratio
Extended hours trading
Financial Accounting Standards Board
Financial adviser
Financial Industry Regulatory Authority
Financial planner
Financial services
Financial statement
Fixed annuity
Fixed rate bond
Floating rate note
Foreign Corrupt Practices Act
Foreign exchange market
Form 10-K
Form 8-K
Fraud
Fund accounting
Future value
Futures contract
Futures exchange
General obligation bond
Generally accepted accounting principles
Good 'Til Cancelled
High-yield debt
High-yield investment program
Index fund
Initial public offering
Interest
Internet fraud
Investment
Investment company
Issuer
Liability (financial accounting)
Libor
Life annuity
Long/short equity
Lump sum
Management fee
Margin (finance)
Market capitalization
Market liquidity
Market maker
Market trend
Mergers and acquisitions
Microcap stock
Money market
Mortgage-backed security
Mutual fund
Mutual fund fees and expenses
Net asset value
Net income
Open-ended investment company
Operating expense
Option (finance)
Options arbitrage
Order (exchange)
Pension
Ponzi scheme
Portfolio (finance)
Prepayment of loan
Price–earnings ratio
Primary market
Product description
Profit (accounting)
Promissory note
Prospectus (finance)
Proxy statement
Proxy voting
Public company
Pump and dump
Purchasing power
Pyramid scheme
Quarterly finance report
Rate of return
Real estate investment trust
Rebalancing investments
Registered owner
Revenue
Revenue bond
Risk
Risk aversion
Roth 401(k)
Say on pay
Secondary market
Securities Investor Protection Corporation
Shareholder
Short (finance)
Standard & Poor's Depositary Receipts
Stock
Stock market
Stock market index
Stock market index future
Stock market index option
Stock split
Target date fund
Tender offer
Thomson Reuters Realized Volatility Index
Thrift Savings Plan
Ticker symbol
Ticker tape
Time horizon
Trustee
Unit investment trust
Wealth
Yield (finance)
Yield curve